Legitimation Functions and Legitimacy Resources

A typology for the analysis of post-Soviet countries, presented at the Joint Bavarian-Russian Conference on Interdisciplinary Humanities and Social Sciences, University of Bayreuth, 7-8 June 2018

Recent studies of legitimation patterns in authoritarian and democratic regimes have used a variety of classifications. Reviewing these approaches, I presented an integrative typology of legitimation functions and legitimacy resources based on David Beetham’s concept of political legitimacy.  According to Beetham, the legitimate exercise of power must conform to established rules, the rules need to be justifiable by reference to shared beliefs, and the given relations of power require the express consent of subordinates. read more

The Conditional Impact of Democracy Conditions

How the European Union interacts with political competition in Eastern Partnership countries

Studia Europaea, 62 1 2017, 141-160

In the debate about the European Neighbourhood Policy, two positions may be distinguished: those who propose a stricter and more consistent use of democratic conditionality, prioritizing democracy over other EU objectives – and those who refuse to set compliance with democratic standards as a precondition for support, expecting democracy to emerge from closer linkages. The paper argues that both positions do not sufficiently recognize the selective effectiveness of EU conditionality. Democracy conditions can become effective if (1) dense societal, economic and cultural ties with the EU support their domestic acceptance  and (2) ruling political elites are faced with a competitive opposition. read more

Politische Legitimität

Politische Legitimität in der sozialwissenschaftlichen Diskussion und als Herrschaftsressource im postsowjetischen Raum.

Gutachten für das Zentrum für Internationale und Osteuropastudien

Ziel der Studie ist es, den Stand der sozialwissenschaftlichen Forschung zu politischer Legitimität zusammenzufassen und zu analysieren, inwieweit Legitimationsstrategien politischer Eliten und Legitimitätsauffassungen in der Bevölkerung zur Stabilisierung politischer Regime in postsowjetischen Staaten beitragen. Die Studie ist in sechs Abschnitte gegliedert. read more

Politics and Legitimacy in Post-Soviet Eurasia

New Publication

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Political legitimacy has become a scarce resource in Russia and other post-Soviet states in Eurasia. Their capacity to deliver prosperity has suffered from economic crisis, the conflict in Ukraine and the ensuing confrontation with the West. Will nationalism and repression enable political regimes to survive?

This book investigates the politics of legitimation in post-Soviet countries, focusing on how political and intellectual elites exploit different modes of legitimation. Combining cross-national comparisons and country case studies, it addresses state-economy relations, pro-presidential parties, courts, ideas of nationhood, historical and literary narratives. read more

Next Generation Democracy

Trends and Scenarios for Post-Soviet Eurasia

NGD LogoTwo reports for the “Next Generation Democracy” project, a multi-stakeholder process under the coordination of the Club de Madrid, the world’s largest forum of former democratic Presidents and Prime Ministers. The overall aim of NGD is to better enable democracy to meet the expectations and needs of all citizens and preserve their freedom and dignity while securing a sustainable future for generations to come.

NGD facilitates a discussion on the state and future of democracy in order to formulate both regional agendas and a global agenda, to reverse disquieting trends and advance democracy worldwide. The project progressively offers a comprehensive analysis of regional dynamics in democratic governance, a projection of relevant trends, and a compilation of transformative practices and transformative ideas to be discussed in a series of policy dialogues as well as through on-line exchanges. This will help generate collective responses, rather than fragmented and independent actions, and shape consensus around shared, forward-looking, action-oriented agendas. read more

Symbolische Orientierungsleistungen und -erwartungen in postsowjetischen Gesellschaften

Workshop des Kompetenznetzes  „Institutionen und institutioneller Wandel im Postsozialismus“, München 21.-22.11.2014

Empirische Studien zur Politischen Kultur in Russland und anderen postsowjetischen Staaten haben beobachtet, dass politische Meinungen und Präferenzen stärker durch Wertvorstellungen geleitet werden als durch persönliche Alltagserfahrungen oder ökonomische Interessen. Dieses Phänomen wurde damit erklärt, dass viele Bürger/-innen die materiellen Konsequenzen ihrer Wahlentscheidungen nicht antizipieren können, da keine politischen Parteien mit kohärenten Programmen und klaren Handlungsalternativen existieren. Stattdessen dominiere die Polarität von Staatsmacht und Opposition. Nach dem Ende des staatssozialistischen Systems herrsche große Unsicherheit über gesellschaftliche und politische sowie nationale und moralische Leitbilder; zudem sei die politische Agenda durch Grundsatzfragen statt durch inkrementale Adjustierungen wie in den westlichen Demokratien geprägt. read more

Authoritarian Governance in Eurasia: the Creation and Contestation of Institutional Legitimacy

Conference of the project network “Institutions and Institutional Change in Postsocialism”, 28-30 November 2013, Carl Friedrich von Siemens Stiftung, and Ludwig-Maximilian-University, Munich

Eurasian states hold regular elections, but few political regimes in the region meet democratic standards. Non-democratic arrangements of governance have emerged and persisted despite the ‘color revolutions’ and their challenge to incumbents manipulating elections. This situation has generated significant scholarly interest and has resulted in a growing number of studies examining the sources of authoritarian stability. However, this field of research in the social sciences has hitherto been dominated by instrumentalist views of institutions that emphasize the engineering of institutions by utility-maximizing political actors. Institutions are sets of rules structuring interactions, but they are also defined by their legitimatory functions that are embedded in shared historical and cultural understandings. Due to this embeddedness, authoritarian rulers may not create political institutions at will. Rather, political elites depend on their ideational abilities to communicate their actions as meeting expectations of appropriateness. These abilities enable and constrain actors’ use of available frames, discourses, traditions, norms and practices in order to confer legitimacy on the institutions they seek to reform and build. read more

Trade Liberalization and Democracy

A Research Note for the Policy Planning Staff, Federal Foreign Office of Germany, 10 June 2013

Summary:

The aim of the proposed study is to analyze whether trade liberalization has facilitated market economy and democracy, how to reinforce this impact through complementary policies and how to use trade liberalization to achieve a democratization in Russia, Ukraine, Belarus and Kazakhstan. This study is to be elaborated in a cooperation between economists and political scientists, and its findings / policy recommendations are to be discussed and agreed with scholars from France and Poland. To organize this cooperation, the research questions need to be addressed and operationalized in different modules. read more

Staat und Wirtschaftsakteure in postsowjetischen elektoralen Autokratien

PVS-Sonderheft “Autokratien im Vergleich”, 2013, 298-323

Abstract

Der Beitrag untersucht, wie und warum die herrschenden politischen Eliten in postsowjetischen elektoralen Autokratien den privaten Wirtschaftssektor über Patronage und Konsultation kooptieren. Regressionsanalysen zu den Politikperzeptionen von Unternehmensmanagern zeigen, dass die politische Offenheit einer elektoralen Autokratie das Ausmaß an perzipierter Patronage und Konsultation beeinflusst. Fallstudien zur politischen Regulierung von Eigentumsverhältnissen und Unternehmer-Interessenrepräsentation dokumentieren für Kasachstan und Russland eine Ausweitung des staatlich kontrollierten Wirtschaftssektors, die Sanktionierung einzelner Oligarchen und die Einbindung privater Wirtschaftsakteure in politisch gelenkte Konsultationsregime. In der Ukraine etabliert sich dagegen unter Staatspräsident Kuchma eine Praxis des Mitregierens einflussreicher Unternehmer. Im Unterschied zu wirtschaftsstrukturellen und elitensoziologischen Ansätzen erscheint der vorgeschlagene Fokus auf die Herrschaftssicherungsstrategien politischer Eliten am ehesten zur Erklärung dieser Politikmuster geeignet. read more

Twenty Years after the Collapse of the Soviet Union. Change, Continuity and New Challenges

Conference organized by the Project Network “Institutions and Institutional Change in Postsocialism“, German Association for East European Studies (DGO) and Frankfurt Institute for Transformation Studies (FIT), Berlin 1-3 December 2011

plakat_webThe dissolution of the Soviet Union at the end of 1991 marked the collapse of a state, of an empire, and of a project of an alternative modernity. Initially, the collapse of the “Soviet civilization” seemed to provide an opportunity for the countries of the CEE and Eurasia to arrive in the West with its capitalist democracies, its liberal individualist values, and a global pax americana. History as a struggle between ideologies appeared to have reached its (liberal) end. This was an error of judgement, however. Since then, new, non-Western powers and global threats have emerged, and the historico-political region “Eastern Europe” has disappeared. Today, this region is more diverse than any other region in the world: while most of the countries of Central and Southeast Europe adapt successfully to the liberal standards of the West and are now members of the European Union, the post-Soviet states have embarked on a search for alternatives. Here, we encounter authoritarian and semi-authoritarian regimes and state-run capitalist economies, new regional cooperation and security alliances, as well as attempts to develop local models or to learn from other non-Western experiences, especially from China and the Asian “tigers”. read more